-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, To6LRkwNihv8j/DaIDF9hkDC4SMS5VHu4J9BmsBfZlDrwr2NAlBF3FEGacrXdOnb XAU8ihSxsxAAr4w0LfTf2A== 0001044659-03-000002.txt : 20030826 0001044659-03-000002.hdr.sgml : 20030826 20030826094449 ACCESSION NUMBER: 0001044659-03-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030826 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TEO ALFRED S ANNIE JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP CENTRAL INDEX KEY: 0001044659 IRS NUMBER: 222408251 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PAGE & SCHUYLER AVENUES P O BOX 808 CITY: LYNDHURST STATE: NJ ZIP: 07071 MAIL ADDRESS: STREET 1: PAGE & SCHUYLER AVENUE STREET 2: P O BOX 808 CITY: LYNDHURST STATE: NJ ZIP: 07071 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIRRUS LOGIC INC CENTRAL INDEX KEY: 0000772406 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770024818 STATE OF INCORPORATION: DE FISCAL YEAR END: 0330 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40736 FILM NUMBER: 03865488 BUSINESS ADDRESS: STREET 1: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-851-4000 MAIL ADDRESS: STREET 1: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 SC 13D/A 1 teo13a9.txt SCHEDULE 13D/A (#9) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) CIRRUS LOGIC, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 172755100 (CUSIP Number) Alfred Teo Alpha Industries, Inc. Page & Schuyler Avenues P. O. Box 808 Lyndhurst, NJ 07071 (201) 933-6000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 8, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d- 1(e), 240.13D-1(f) or 240.;13d-1(g), check the following box. [ ] CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Alfred Teo; SSN: ###-##-#### 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a) ________________________________________________________ (b) XX_____________________________________________________ 3. SEC Use Only _______________________________________________ 4. Source of Funds (See Instructions) ____(PF)________________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) __________________________________________________ 6. Citizenship or Place of Organization __________USA________________ Number of 7. Sole Voting Power _________277,800____________________________ Shares Beneficially 8. Shared Voting Power _____3,960,074_____________________________ Owned by 9. Sole Dispositive Power _____277,800_____________________________ Each Reporting 10. SharedDispositive Power __3,960,074 Person With 11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,237,874 12. Check of the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 5.01%1 14. Type of Reporting Person (See Instructions) ___IN CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Alfred Teo and Annie Teo Joint Tenants with Right of Survivorship; Alfred Teo SSN: ###-##-####; Annie Teo SSN: ###-##-#### 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a) ________________________________________________________ (b) XX_____________________________________________________ 3. SEC Use Only _______________________________________________ 4. Source of Funds (See Instructions) ____(PF)________________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) __________________________________________________ 6. Citizenship or Place of Organization __________USA________________ Number of 7. Sole Voting Power _________0 ______________________________ Shares Beneficially 8. Shared Voting Power _____3,960,074_____________________________ Owned by 9. Sole Dispositive Power _____ 0 _________________________ Each Reporting 10. Shared Dispositive Power __3,960,074 Person With 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,960,074 12. Check of the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 4.68%2 14. Type of Reporting Person (See Instructions) ___IN CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Alpha Industries, Inc. Retirement Plan dated January 1, 1984, Alfred S. Teo, Trustee, Tax I.D. #22-2408251 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a) ________________________________________________________ (b) XX_____________________________________________________ 3. SEC Use Only _______________________________________________ 4. Source of Funds (See Instructions) ____(OO)_______________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) __________________________________________________ 6. Citizenship or Place of Organization ___New Jersey, USA ____________ Number of 7. Sole Voting Power _________134,700____________________________ Shares Beneficially 8. Shared Voting Power _____ 0 ___________ Owned by 9. Sole Dispositive Power _____134,700 ______________ Each Reporting 10. Shared Dispositive Power __ 0 Person With 11. Aggregate Amount Beneficially Owned by Each Reporting Person 134,700 12. Check of the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 0.16%3 14. Type of Reporting Person (See Instructions) ___OO CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Alfred S. Teo IRA Rollover Tax ID # ###-##-#### 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a) ________________________________________________________ (b) XX_____________________________________________________ 3. SEC Use Only _______________________________________________ 4. Source of Funds (See Instructions) ____(PF)_______________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) __________________________________________________ 6. Citizenship or Place of Organization ____New Jersey, USA____________ Number of 7. Sole Voting Power ______143,100 Shares Beneficially 8. Shared Voting Power _____ 0________________________________ Owned by 9. Sole Dispositive Power __ 143,100 _____________________________ Each Reporting 10. Shared Dispositive Power __ 0 Person With 11. Aggregate Amount Beneficially Owned by Each Reporting Person 143,100 12. Check of the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 0.17%4 14. Type of Reporting Person (See Instructions) ___OO CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Lambda Financial Service Corp. IRS I.D. #22-2899749 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a) ________________________________________________________ (b) XX_____________________________________________________ 3. SEC Use Only _______________________________________________ 4. Source of Funds (See Instructions) ____(WC)_______________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) __________________________________________________ 6. Citizenship or Place of Organization ____New Jersey, USA____________ Number of 7. Sole Voting Power ______130,000 Shares Beneficially 8. Shared Voting Power _____ 0________________________________ Owned by 9. Sole Dispositive Power __ 130,000 _____________________________ Each Reporting 10. Shared Dispositive Power __ 0 Person With 11. Aggregate Amount Beneficially Owned by Each Reporting Person 130,000 12. Check of the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 0.15%5 14. Type of Reporting Person (See Instructions) ___CO CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): M.A.A.A. Trust FBO Mark, Andrew, Alan and Alfred Teo, Jr. , Teren Seto Handelman, Trustee IRS I.D. #22-6584856 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a) ________________________________________________________ (b) XX_____________________________________________________ 3. SEC Use Only _______________________________________________ 4. Source of Funds (See Instructions) ____00 - Trust Funds______________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) __________________________________________________ 6. Citizenship or Place of Organization ____New Jersey, USA____________ Number of 7. Sole Voting Power ______837,400 Shares Beneficially 8. Shared Voting Power _____ 0________________________________ Owned by 9. Sole Dispositive Power __ 837,400 _____________________________ Each Reporting 10. Shared Dispositive Power __ 0 Person With 11. Aggregate Amount Beneficially Owned by Each Reporting Person 837,400 12. Check of the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 0.99%6 14. Type of Reporting Person (See Instructions) ___OO - Trust CUSIP No. 172755100 Item 1. Security and Issuer No Par Value Common Stock Cirrus Logic, Inc. Stephanie Lucie Vice President and Associate General Counsel Cirrus Logic, Inc. 4210 S. Industrial Drive Austin, TX 78744 This Amendment No. 9 amends and supplements the Schedule 13D filed on April 11, 2001, as amended, related to the shares of Common Stock, par value $001 of Cirrus Logic, Inc., a Delaware corporation ("Issuer"). The address of the principal executive office of the Issuer is 4210 S. Industrial Drive, Austin, TX 78744. Pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby jointly file this amended statement on Schedule 13D ("Statement") on behalf of Alfred S. Teo, Alfred Teo and Annie Teo Joint Tenants with Right of Survivorship, Alpha Industries, Inc. Retirement Plan, Alfred S. Teo IRA Rollover, Lambda Financial Service Corp., M.A.A.A. Trust FBO Mark, Andrew, Alan and Alfred Teo Jr. , Teren Seto Handelman,Trustee and Great Easter Ind. Inc. The foregoing persons may be hereinafter referred to collectively as the "Reporting Persons. The Reporting Persons are making this single, joint filing to comply with the reporting requirements with respect to Common Stock of the Issuer that each beneficially owns. Item 2. Identity and Background I. ALFRED TEO AND ANNIE TEO, JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP (a) Alfred Teo and Annie Teo, husband and wife (b) Residence: 783 West Shore Drive, Kinnelon, NJ 07405 (c) Annie Teo is a homemaker and interior decorator, being the Director, President and Treasurer of TUK Associates, Inc. of Kinnelon, New Jersey. Annie Teo is also a Building Manager. Alfred Teo is engaged in the manufacture and distribution of plastics and plastic products. Both Annie Teo and Alfred Teo have interests in various partnerships and other entities holding title to real property. Alfred Teo holds the below described offices in the following corporations, all of which are manufacturers and distributors of plastics and plastic products: CUSIP No. 172755100 Chairman, President and Director : Sigma Extruding Corp. Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 Chairman and Director: Omega Extruding Corp. of California 9614 Lucas Ranch Road, Rancho Cucamonga, California 91730 Chairman and Director: Omega Plastic Corp. Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 Chairman, President and Director: Beta Plastics Corp. 120 Amor Avenue, Carlstadt, New Jersey 07072 Chairman, Chief Executive Officer and Director: Alpha Industries, Inc. Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 Alfred Teo also holds the offices of President and Director of Red Line Express Corp., Page & Schuyler Avenues, Lyndhurst, New Jersey. This corporation is in the business of intra-state and inter-state trucking. Alfred Teo also holds the offices of Secretary and Chairman of the Board of Directors of Discount Packaging Corp., 50 Grafton Avenue, Newark, New Jersey 07104. This corporation is in the packaging business. (d) During the last five (5) years, neither Alfred Teo nor Annie Teo have been convicted in a criminal proceeding. (e) During the last five (5) years, neither Alfred Teo nor Annie Teo have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which they were subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Alfred Teo and Annie Teo are United States citizens. CUSIP No. 172755100 II. ALPHA INDUSTRIES, INC. RETIREMENT PLAN (a) Alpha Industries, Inc. Retirement Plan dated January 1, 1984, Alfred Teo, Trustee (b) Place of Organization: Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 (c) Principal business: Trust (d) During the last five (5) years, Alfred Teo has not been convicted in a criminal proceeding. (e) During the last five (5) years, Alfred Teo has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Alfred Teo is a U.S. citizen. III. ALFRED S. TEO IRA ROLLOVER (a) Alfred S. Teo IRA Rollover (b) Place of Organization: 783 W. Shore Dr. Kinnelon, New Jersey 074055 (c) Principal business: IRA (d) During the last five (5) years, Alfred Teo has not been convicted in a criminal proceeding. (e) During the last five (5) years, Alfred Teo has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Alfred Teo is a U.S. citizen. CUSIP No. 172755100 IV. LAMBDA FINANCIAL SERVICE CORP. (a) Lambda Financial Service Corp., Corporation of the State of New Jersey (b) Business Address: Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 (c) Principal business: financial services (d) During the last five (5) years, the Corporation has not been convicted in a criminal proceeding. (e) During the last five (5) years, the Corporation has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which it was subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Not applicable V. M.A.A.A. TRUST FBO MARK, ANDREW, ALAN & ALFRED TEO, JR., TEREN SETO HANDELMAN, TRUSTEE (a) M.A.A.A. Trust FBO Mark, Andrew, Alan & Alfred Teo, Jr. (b) Place of organization: 783 West Shore Drive, Kinnelon, NJ 07405 (c) Principal business: Trust (d) During the last five (5) years, neither Mark Teo, Andrew Teo, Alan Teo, Alfred Teo, Jr., nor Teren Seto Handelman have been convicted in a criminal proceeding. (e) During the last five (5) years, neither Mark Teo, Andrew Teo, Alan Teo, Alfred Teo, Jr., nor Teren Seto Handelman have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which they were subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. CUSIP No. 172755100 Item 3. Source and Amount of Funds or Other Consideration The source of funds used by Alfred Teo and Annie Teo in making all purchases of Common Stock was personal funds. The source of the funds for the Alfred S. Teo IRA Rollover were (?). The source of funds used by Alpha Industries, Inc. Retirement Plan and M.A.A.A. Trust were trust funds. The source of funds used by Lambda Financial Service Corp. were corporate funds. The aggregate amount of funds used in making purchases, including brokerage commissions and other costs of execution was as set forth in the following table: Alfred Teo and Annie Teo, Joint Tenants with Rights of Survivorship $ 1,322,866.61 Alpha Industries Retirement Plan $ Alfred S. Teo IRA Rollover $ Lambda Financial Service Corp. $ M.A.A.A. Trust FBO Mark, Andrew, $ Alan and Alfred Teo, Jr., Teren Seto Handelman, Trustee _________________ Total $ 1,322,866.61 Item 4. Purpose of Transaction The acquisition of the securities of the issuer was made for the purpose of investment. (a) The reporting persons may acquire additional securities of the issuer or dispose of securities of the issuer from time to time; (b) The reporting persons have no plans or proposals which relate to or would result in an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; (c) The reporting persons have no plans or proposals which relate to or would result in a sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; (d) The reporting persons have no plans or proposals which relate to or would result in any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; CUSIP No. 172755100 (e) The reporting persons have no plans or proposals which relate to or would result in any material change in the present capitalization or dividend policy of the issuer; (f) The reporting persons have no plans or proposals which relate to or would result in any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940; (g) The reporting persons have no plans or proposals which relate to or would result in any changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; (h) The reporting persons have no plans or proposals which relate to or would result in causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in any inter-dealer quotation system of a registered national securities association; (i) The reporting persons have no plans or proposals which relate to or would result in a class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) The reporting persons have no plans or proposals which relate to or would result in any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer (a) As of the close of business on August 8, 2003, the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by each person named in Item 2 is as follows: Number Percentage Name of Shares of Class Alfred Teo and Annie Teo, 3,960,074 4.68% Joint Tenants with Rights of Survivorship Alpha Industries, Inc. Retirement Plan 134,700 0.16% Alfred S. Teo IRA Rollover 143,100 0.17% CUSIP No. 172755100 Lambda Financial Service Corp. 130,000 0.15% M.A.A.A. Trust FBO Mark, Andrew, 837,400 0.99% Alan and Alfred Teo, Jr., Teren Seto Handelman, Trustee Total 5,205,274 6.15% Note: Percentage of Class is based on 84,535,996 shares believed to be outstanding as of July 31, 2003 according to the Issuer's Transfer Agent. (b) 1. Alfred Teo and Annie Teo hold the shares listed next to their names in paragraph (a) above as "joint tenants with rights of survivorship" and, as such, jointly share the power to vote or direct the vote, dispose of or direct the disposition of their shares. 2. Alfred Teo is the Trustee of the Alpha Industries, Inc. Retirement Plan dated January 1, 1984, and therefore has sole power to vote or direct the vote, dispose of or direct the disposition of the shares of the issuer held by this Retirement Plan. 3. Alfred Teo is the Alfred Teo of the Alfred Teo IRA. 4. Alfred Teo holds the controlling interest in Lambda Financial Service Corp. and therefore has sole power to vote or direct the vote, dispose of or direct the disposition of the shares of the issuer held by this 5. Alfred Teo holds an authorization to trade securities on behalf of M.A.A.A. Trust and may therefore direct the disposition of the shares of the issuer held by this Trust. (c) Transactions in the class of securities reported that were effected in the last sixty (60) days are shown on Exhibit A attached hereto and consisting of pages 17 through 21. (d) Where an interest relates to more than five (5%) percent of the class, persons having the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities are the same persons identified in paragraph (b) above. (e) Not applicable CUSIP No. 172755100 Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer There are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any securities of the issuer, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees or profits, division of profits or loss, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. There are no written agreements relating to the filing of joint acquisition statements as required by Rule 13d-1(f) (Section 240.13d-1(f)) and no written agreements, contracts, arrangements, understandings, plans or proposals relating to (1) the borrowing of funds to finance the acquisition as disclosed in Item 3; (2) the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other mater as disclosed in Item 4; and (3) the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against loss or of profit, or the giving or withholding of any proxy as disclosed in Item 6. CUSIP No. 172755100 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as of , 2003 _______________________________ Alfred Teo, Individually ________________________________ Annie Teo, Individually ALPHA INDUSTRIES, INC. RETIREMENT PLAN By____________________________ Alfred Teo, Trustee ALFRED S. TEO IRA ROLLOVER By:______________________________ Alfred Teo, Individually LAMBDA FINANCIAL SERVICE CORP. By:______________________________ Alfred Teo, Chairman of the Board of Directors President of Lambda Financial Service Corp. M.A.A.A. Trust FBO Mark, Andrew, Alan and Alfred Teo, Jr. By:_______________________________ Teren Seto Handelman, Trustee Of the M.A.A.A. Trust CUSIP No. 172755100 A/C: ALFRED S. TEO & ANNIE TEO JT. TEN DATE TRANS QUANTITY TRD PRC AMT/PRIN LONG 06/02/03 BUY 10000 3.44 34755.50 06/09/03 BUY 20000 4.134 83385.50 06/10/03 BUY 10000 4.00 40355.50 06/11/03 BUY 10000 3.825 38613.50 06/12/03 BUY 15000 3.990 60380.50 06/13/03 BUY 80000 3.864 311981.50 06/13/03 BUY 15400 3.765 58537.82 06/18/03 BUY 9600 3.860 37397.50 06/20/03 BUY 6593 3.750 24960.01 7/22/03 BUY 50000.00 4.679 234855.00 7/29/03 BUY 5500.00 4.5707 25143.85 08/06/03 BUY 10000.00 4.75 47500.00 08/07/03 BUY 20000.00 4.75 95000.00 08/08/03 BUY 50000.00 4.60 230000.00 CUSIP No. 172755100 A/C: ALPHA INDUSTRIES, INC. RETIREMENT PLAN NO TRADES IN THE LAST 60 DAYS CUSIP No. 172755100 A/C: ALFRED S. TEO IRA ROLLOVER NO TRADES IN THE LAST 60 DAYS CUSIP No. 172755100 A/C: LAMBDA FINANCIAL SERVICE CORP. NO TRADES IN THE LAST 60 DAYS CUSIP No. 172755100 A/C: MAAA TRSUT FBO NO TRADES IN THE LAST 60 DAYS _______________________________ 1 Based on 84,535,996 shares outstanding as of July 31,2003 according to the Issuer's Transfer Agent. 2 Based on 84,535,996 shares outstanding as of July 31,2003 according to the Issuer's Transfer Agent. 3 Based on 84,535,996 shares outstanding as of July 31,2003 according to the Issuer's Transfer Agent. 4 Based on 84,535,996 shares outstanding as of July 31,2003 according to the Issuer's Transfer Agent. 5 Based on 84,535,996 shares outstanding as of July 31,2003 according to the Issuer's Transfer Agent. 6 Based on 84,535,996 shares outstanding as of July 31,2003 according to the Issuer's Transfer Agent. -----END PRIVACY-ENHANCED MESSAGE-----